Center for Financial Services Law, at New York Law School and
The Committee for the Fiduciary Standard
February 2011
The SEC Study Regarding Obligations of Brokers, Dealers, and Investment Advisers, and potential rule-making applying a universal fiduciary standard will have a profound impact on investors.
Keynote
Tom Bradley
President
TD Ameritrade Institutional
video
Moderator
Tara Siegel Bernard
Personal Finance Reporter
The New York Times
Panelists
James A. Fanto
Professor
Brooklyn Law School
video
Thomas M. Selman
EVP
Regulatory Policy
FINRA
Michael Koffler
Partner
Investor Adviser Team
Sutherland
Robert L. D. Colby
Partner
Davis Polk & Wardwell
Former SEC Deputy Director of Market Regulation
Knut A. Rostad
Chairman
The Committee for the Fiduciary Standard
video