Jul 26, 2010
Negotiators in Congress to Discuss Rule for Brokers (The New York Times)
Jul 16, 2010
Goldman Sachs to Pay Record $550 Million to Settle SEC Fraud Charges (SEC)
Mar 3, 2010
Trusted Adviser or Stock Pusher? Finance Bill May Not Settle It (The New York Times, Tara Siegel Bernard)
Feb 27, 2010
Brokers Win, Investors Lose Key Reform (The Wall Street Journal, Jason Zweig)
Dec 9, 2009
Reform Debate on Fiduciary Standard for FAs Heats Up (Research Magazine)
Dec 2, 2009
Poll Indicates Broker Support for Fiduciary Standard (Wall Street Journal Newswire)
Dec 2, 2009
Commission-Only Brokers Still Want To Wear Both Hats (Financial Planning)
Dec 1, 2009
B/D Briefing: Surprise Broker Sentiment (Investment Advisor)
Aug 12, 2009
The Client Must Always Come First (National Post – FP Comment Blog)
Aug 12, 2009
Advisors Take Case to Washington (Financial Advisor)
Aug 10, 2009
Fiduciary Group Takes Its Fight to the Hill (IA Watch)
Aug 7, 2009
Financial Planners Say Fiduciary Debate May Favor Brokers (Bloomberg)
Aug 3, 2009
Committee, Wealth Manager Editor Talk Standards with SEC Commissioners (Investment Advisor)
Jul 30, 2009
Five Core Fiduciary Principles Attract SEC and Treasury Interest (Wealth Manager Web)
Jul 29, 2009
Stricter Standards for Brokers Would Force Them to Put Clients’ Interests First (Boston Globe)
Jul 16, 2009
Fiduciary to the Forefront (Investment Advisor)
Jul 14, 2009
Planners Step Up Fiduciary Standard Push (Wall Street Journal)
Jul 9, 2009
Should Financial Advisers be Fiduciaries? (Business Week)
Jul 2, 2009
Fiduciary Reform: The Crux of the Issue (Advice America Blog)
Jul 1, 2009
Advocacy Group to Emphasize Higher Fiduciary Standards for Advisers (Money Management Executive)
Jun 30, 2009
New Fiduciary Group to Educate Consumers (Financial Planning)
Jun 30, 2009
New Group Calls for ‘Authentic’ Fiduciary Standard (Financial Advisor)
Jun 29, 2009
New Trade Group Wants ‘Authentic Fiduciary Standard’ (Investment News)